Financial Institutions

U.S. Insurance Products


Our U.S. Financial Institutions team provides a wide range of specialized insurance solutions for traditional financial institutions and alternative asset managers. Our experienced and dedicated underwriting team has the expertise to provide clients with a level of service and understanding that is unrivaled in the industry.

Target Classes

Our U.S. Financial Institutions team generally considers clients of all sizes, both public and private, with a focus on alternative asset managers, such as investment advisors, hedge funds, private equity funds, real estate funds, BDCs, and REITS.  We also seek traditional risks such as mutual funds, banks and insurance companies.


Significant Capacity

  • $25M in capacity 

Target Attachment

  • Primary or Excess attachments offered

Underwriting/Claims Capabilities

  • Underwriting team has extensive experience in all asset classes
  • Coordination between the underwriting and claims teams ensures a consistent and fair approach
  • Highly skilled claims team with specialized experience in handling financial institutions claims

Policy Forms*

  • Excess Follow Form
  • Lead Side-A "DIC" Policy
  • Alternative Investment Professionals Policy
  • Public/Private Company Directors & Officers Liability
  • Employment Practices Liability
  • Fidelity/Crime (excess only)
  • Private Equity/Venture Capital Policy
  • Investment Advisor/Mutual Fund Policy

*Manuscript policies considered 


Fred Cooper
EVP, Financial Institutions & Commercial Management Liability Insurance
Tel. +1 908 376 2405

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Dennis Krause
SVP, Financial Institutions
Tel. +1 917 421 4992

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